22 How to get the best out of your AML/CFT Audit (Webinar Recording)
excl. GST - Broadcast Date: 12 April 2022
| Quantity |
Product Description
Following the change in audit requirements from 2 years to 3 years, this webinar will provide an understanding of the current audit expectations and help prepare Compliance Officers for their next audit.
The webinar will consider the following key points of consideration for your next AML/CFT audit:
• Selecting your auditor and questions to ask when choosing
• Planning for your audit
• Scope of the audit and types of assurance
• What to expect from the audit process and what your auditor will do
• What to expect from your audit report, including some common findings, and how to respond to findings and recommendations.
Upon satisfactory completion of this activity you will:
• Be aware of questions to ask in selecting your auditor
• Understand what will be expected of you in the audit process and what you can expect from the auditor
• Understand what to do with the audit report you receive.
Total CPD Hours: 1.25 (1 Hour 15 min)
Suited to:
This webinar is suited to AML/CFT Compliance Officers and those with management or governance responsibilities for AML/CFT compliance across all Phase 2 AML/CFT sectors (Lawyers, Accountants and Real Estate Agents).
PRESENTER:
Martyn Solomon, Associate Partner - Audit & Assurance, Findex/Crowe
Martyn leads the AML/CFT advisory and audit teams at Findex/Crowe in New Zealand. He is a Certified Anti-Money Laundering Specialist (ACAMS certified) and has worked on a number of joint AML projects with our specialist US and UK AML/CFT teams.
He is recognised as a leader in this area is a member of the Chartered Accountants Australia and New Zealand (CA ANZ) working group for the accounting profession’s implementation of the AML/CFT Act.